Careers in compliance auditing

Compliance Auditor Responsibilities

Compliance auditors work individually or in a group, a compliance auditor has the responsibility of analyzing the details, documents, and overall operation of a business. Scanning closely the records (i.e. financial, employment, sales, etc.), a compliance officer ensures that the group being examined has exacted every duty required to operate within corporate ethical practices, as well as local, state and federal laws. A Compliance auditor must documents all relvant information discovered. In the event that a organization examined is not compliant, the officer must make recommendations to management as to what must be done to comply. Additionally, a compliance officer schedules a future audit to monitor the group’s progress. If a group is grossly non-compliant, a compliance officer escalates the issue to senior management and also enforces any new or updated best practices or legal regulations that have been established.


Those who would like to enter the field should first pursue auditing internships while in college. In addition to providing valuable work experience, internships often result in offers of permanent employment. Employers may utilize the professional services of staffing firms to procure new auditing talent. They may also post job openings in the classified section of newspapers and on online job search boards. Alternatively, if a candidate wishes to work for a specific company, he may apply directly to it by reaching out to its human resources department.

Qualitative Requirements

To be successful in the role of an auditor, a person must be able to work independently. She must also be of an ethical character, performing her duties honestly. Since her clients are also her colleagues, she must be able to be objective when conducting audits. Confidentiality is also extremely important. Additionally, she must possess a deep understanding of her employers business and the laws that regulate it.

Education Requirements

A compliance auditor must possess a four-year degree in accounting, finance or a related field of study. Additionally, if he is seeking to make himself more marketable on the job market, he will pursue his master’s degree. A candidate may also choose to become a certified internal auditor, by taking and successfully passing an examination administered by the Institute of Internal Auditors.

Expected Compensation

The employment of auditors is anticipated to grow by 18 percent 2016, according to a report put out by the United States Bureau of Labor Statistics. Additionally, this number is expected to include approximately 226,000 new jobs. estimates that the average compliance auditor working in the United States of America earns an average salary of $75,000 per year.

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Compliance Auditor Jobs

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